Case Study
Can we rely on a consultant to manage our sponsor licence duties?
By Sponsor ComplIANS · 22 March 2026 · 6 min read
You can use a consultant to review records, explain duties, prepare evidence and manage deadlines, but the sponsor remains responsible for compliance. Keep control of the Sponsor Management System, understand the advice given, approve submissions and retain evidence. A consultant should strengthen the sponsor's systems, not become an undocumented substitute for them.
The licence remains the sponsor's responsibility
Sponsor Guidance Part 3, paragraph C1.11 lists the licensed sponsor's reporting, record-keeping and compliance duties. Appointing an adviser does not transfer the licence or those duties to the adviser.
The sponsor should therefore know who holds each key role, who can use the SMS, who approves reports and who checks that actions were completed. Advice may be delegated. Accountability should remain visible inside the organisation.
Define the work before the deadline arrives
Agree in writing what the consultant will review, what the sponsor must provide, who makes decisions and which deadline applies. A useful instruction identifies the Home Office request, the records required, the responsible people and the review stages.
Do not assume that forwarding an email transfers the deadline. The sponsor should maintain its own deadline record and require progress updates against it.
Keep the evidence behind every instruction
A consultant may identify a mismatch, but the sponsor must be able to show the underlying record and the action taken. Appendix D, version 08/26 lists records sponsors must retain, including right-to-work, recruitment, pay, payment and contractual evidence.
Keep the consultant's issue list, the documents reviewed, the sponsor's response, the correction record and proof of any SMS report. This creates an audit trail that can be understood after the individual adviser or staff member is no longer involved.
Check advice against the current guidance
Sponsor guidance changes. Require the adviser to identify the current document, version and provision supporting a recommendation. Where the wording is not clear, record the uncertainty and the basis of the proposed approach.
This is particularly important for salary, absence and role changes. A familiar rule may have been amended or renumbered. The sponsor should not rely on an old template without checking the current published version.
Control access to the SMS
Only authorised users should access the Sponsor Management System. The sponsor should review user permissions, remove access when it is no longer needed and keep approval separate from preparation where practical.
The consultant should never ask the sponsor to conceal a fact, replace an original record or submit information that nobody at the sponsor has checked. If the adviser cannot explain the legal or guidance basis for a proposed statement, pause before it is submitted.
Judge support by records, not reassurance
Useful support produces a clear issue list, a decision log, corrected records, completed reports and controls that staff can continue to operate. Reassurance without evidence does not prepare a sponsor for a compliance check.
Sponsor Guidance Part 3, paragraphs C7.15 to C7.17 confirms that compliance officers may inspect systems and records, request evidence remotely and check information with other government departments. The sponsor should be able to explain its own system even where a consultant helped to build it.
This article provides general information, not legal advice.
Related questions
Can a consultant submit SMS reports for us?
Only through a properly authorised arrangement and user role. The sponsor should approve the facts, control access and retain the submission evidence. The sponsor remains responsible for the duty.
What should we ask an adviser to record?
Ask for the issue identified, current source relied on, documents reviewed, advice given, decision made, responsible person, deadline and proof of completion.
Should we give a consultant unrestricted access to worker records?
No. Limit access to what is necessary for the instruction, use appropriate security controls and remove access when the work ends.
How do we check whether advice is current?
Ask for the title, version or publication date, section and paragraph of the current official guidance. Verify the live GOV.UK document before relying on a numbered citation.